TDA Compliance is a compliance consulting firm that specialize in the financial services industry. We help investment
advisors identify and meet organizational, administrative and federal and state compliance requirements. We are knowledgeable
in investment advisor registration, regulatory requirements, and advisory agreements. Current professional affiliations include
membership in the National Society of Compliance Professionals.
Working with a compliance consultant, you and your company will realize:
- freedom to do your job-managing money-confident the regulatory and organizational details are being managed.
- flexibility of using a highly trained professional on a project basis, reducing costs while maintaining high-quality work.
- assurance you are getting a specialist to do your project right.
- savings in the time and expense of training and the risk of using inexperienced personnel.
- advantages of using a highly qualified, experienced professional without the overhead of hiring an employee.